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I- Joint Research Units and National Grid Initiatives
II- Intellectual Property in FP7
III- Memorandum of Understanding

I- JOINT RESEARCH UNITS AND NATIONAL GRID INITIATIVES:

What is a JRU?
JRU means a partnership between legal entities and without legal entity of its own, with the following characteristics:

  1. scientific and economic unity
  2. “permanent” character (i.e. not one-off or project specific)
  3. recognised by a public authority

The partnership is based on an agreement (e.g. French contract quadrennial/multi year arrangement for CNRS/ or ad hoc agreement) and has no legal status. JRU are usually formed between entities of the same nationality but can exist between entities with different nationality (e.g. French/Chilean UMR between CNRS and a Chilean university).  JRU are usually formed between public bodies, but may also be established between public bodies and private companies.

What is an NGI?

There is no unique definition for an NGI however, the following are some definitions of what an NGI could be:

eIRG White Paper Version 1.2, 30/6/2006
National Grid Initiative:

“The national entity responsible for providing Grid access and services to the research and education community.”

eIRG
White Paper Version 1.6 22 August 2005
National Grid Initiative:

“A governance model to guide Grid infrastructure deployment and operation at country level in an application-neutral way.”

EGEE-II NA5 Status and Perspectives of National Grid Initiatives Deliverable
National Grid Initiative:

“A legally established organisation per country which has the potential to technically and/or financially coordinate the national Grid activities in that country or region and to contribute to the European Grid Initiative tasks.”

SEE-GRID-1 Policy Workshop: A roadmap for establishing National Grid Initiatives
National Grid Initiative:

Concertated efforts taken at National level in order to deploy, operate, and expand grid infrastructures in a coherent and coordinated way. This usually involves the physical (network) and policy based (e.g. AAA) inter-connection and inter-operation of multiple research and academic organizations (resource centers) under an umbrella of a national programme aiming to integrate the available resources in order to establish an e-Infrastructure for the benefit of the society at large.”

SEE-GRID-2 Sustainable Organisational and Operational Approach Deliverable
National Grid Initiative:

"NGI is an open consortium of legal entities or a legal entity acting on their behalf that, for the benefit of research and education community, coordinates, promotes and implements Grid activities at the National level, focusing on Grid deployment and operations, according to a National strategy / research and deployment programme for this field."

Useful links:

SEE-GRID-2 Deliverable on Regional and National Organizational and Policy Schemes

SEE-GRID-2 Sustainable Organisational and Operational Approach

eIRG Task Force Report on Sustainable e-Infrastructures

EGEE07 Conference, SEE-GRID-2 Regional Grid projects concertation workshop, NGI presentations

Intellectual Property Helpdesk

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II- INTELLECTUAL PROPERTY IN FP7:

What is Intellectual Property?

Intellectual Property refers to creations of the mind: inventions, literary and artistic works, and symbols, names, images, and designs used in commerce.

What are Access Rights?

Access Rights means licenses and user rights in respect of knowledge and pre-existing know-how which arise in connection with the project. They can be granted free of charge, under preferential conditions, or under market conditions, according to the type of partner (SME contractors and RTD Performers) and to the use to which the knowledge will be put (to carry out the project or for its exploitation). "The granting of Access Rights is subject to the conclusion of specific agreements aimed at ensuring that they are used only for the intended purpose and appropriate confidentiality agreements.”

What is Background?

Pre-existing know how is now referred to as Background. In FP6 all background and side ground were included as IPR that parties to the Consortium Agreement had access to. In FP7 the side ground is eliminated and Parties can use a positive list approach if some of the side ground IPR is needed to perform a specific function 

What is Foreground?

Knowledge is now referred to as Foreground.  This is all knowledge that is to be generated during the duration of the Consortium Agreement.

What is Side ground?

This is information developed parallel to the project not part of the Background. 

What is a Default Joint Ownership Regime?

If partners do not have a joint ownership regime the EC has introduced a default joint ownership regime where the joint owners can grant a non exclusive license to third parties without any rights to sublicense subject to prior notice and fair and reasonable compensation to the joint owners.

What are the new dimensions to Use & Dissemination?

Publication is now included within the dissemination activity, therefore gaining coherence. Participants are obliged to notify other participants before any dissemination activity. Objection is possible if they consider that their legitimate interests in relation to their foreground or background could be affected. There is a lot of room for the regulation of procedures in the consortium agreement.

How have Access Rights been simplified?

The question of exclusion of background is dealt with in a simple way, leaving participants to "define the background needed" for the purpose of the project, and "where appropriate, exclude specific background".

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III - MEMORANDUM OF UNDERSTANDING:

Definition: What is an MoU?

An Memorandum of Understanding (MoU) is a written agreement that clarifies relationships and responsibilities between two or more parties that share services, clients, and resources.

Why is it important to have an MoU?

An MoU can strengthen the ability of two or more parties to mutually solve problems. Participating parties benefit from the interchange of ideas and practices.

What is actually included in an MoU?

MoUs cover a variety of issues and topics. Each party needs to contribute to the process of drafting an MoU. Effective MoUs can be as short as one page or quite lengthy. In general, MoUs should address the following:

o The purpose of this MoU (Defines the scope)
o Clarification of roles
o Perimeters of confidentiality
o Liaison/coordination
o Process for resolving conflict
o Periodic review of the MoU (monitoring and follow-up through specification of milestones)
o Effective date, duration, amendment and termination

The MoU may also include

o Participating parties fact sheets as annex
o Required reports associated with the milestones
o Joint participation in technical (e.g. data challenge) or dissemination activities

What are the essential ingredients of a useful and effective MoU?

The MoU is used when both parties do not want to pursue a contract that is legally binding (generally). Formal contracts can be intimidating therefore MoUs are the better option. However it can be used to regulate the relationship between parties. Generally MoUs are not enforceable however some clauses of MoUs can be enforceable. It is therefore advised to seek legal counsel on the enforceability of specific clauses.

MoUs used for institutes as well as for commercial partners will depend on the interests of both parties. Depending on how vague the MoU is it can be quite difficult to enforce. Some of the things to keep in mind for the MoUs are:

o Why the MoU?
o What do we want to achieve with the MoU?
o When there is a problem how do we deal with it?
o How can the MoU be enforced?
o What are the clauses that count that an arbitrator if in dispute can read as intent?

Why EGEE is establishing an MoU with other projects?

EGEE will establish MoUs with other projects to facilitate and strengthen the collaboration between them. The MoU will identify areas of collaboration, clarify roles and commitments from parties involved and agree on a joint programme of work.

* MoU template
* FP6, FP7 and regional projects with which EGEE-III will draw up Memoranda of understanding

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These pages are dedicated to the EGEE Project funded by the European Commission under FP6, which ran from 1 April 2004 to 31 March 2006, and its successor EGEE-II which started on 1 April 2006 under contract number INFSO-RI-031688.